Smartvest · Securities Investigative Research and Filings
SIRF pulls the data out of SEC filings and runs it through Smartvest’s own algorithms — annual and quarterly financials, executive pay, institutional ownership, insider activity, subsidies, auditors, SEC comment letters, subsidiaries, debt and legal disclosures — analyzed rather than just displayed.
Summary
Company Profile
Load a company to see its filer profile — CIK, exchange, sector and fiscal year end.
Auditor Info
Load a company to see the auditor named in its most recent annual report.
Modules
01 Annual Financial Statements
Analysis · 10-K
Full-year income, balance sheet and cash flow extracted from 10-K filings and analyzed year over year.
Not Available02 Quarterly Financial Statements
Analysis · 10-Q
Quarter-by-quarter financials extracted from 10-Q filings and analyzed for trend and seasonality.
Not Available03 Debt & Credit AgreementsNew
Analysis · 10-K · 10-Q
Covenant breaches, waivers, forbearance, credit agreement amendments and actual defaults, extracted from the debt disclosures. General “could result in a default” risk language is left out.
Not Available
04 Executive Compensation
Analysis · Proxy
Named executive officer pay — salary, bonus, stock awards and totals — extracted from proxy filings and analyzed across officers and years.
Not Available05 Proxy Statement Filing
Analysis · DEF 14A
Shareholder meeting proposals, board structure and pay disclosures extracted from the annual proxy and reviewed.
Not Available06 Insider Information
Analysis · Form 4
Every Form 4 transaction with its official code title, grouped into open-market buys and sales, awards, exercises, tax withholding and gifts. Buys and sales are split into trading-plan and discretionary trades, with insider buying clusters and filings made more than two business days after the trade.
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07 Auditor DossierNew
Analysis · 10-K · DEF 14A
Auditor name, PCAOB ID and location, and the year they started, with a flag for a first-year auditor. Includes the latest audit, audit-related, tax and other fees.
Not Available08 Audit Opinion & Internal ControlsNew
Analysis · 10-K
Going-concern language, critical audit matter titles and the corrected financial statements flag. Material weaknesses are tracked year by year as new, continuing or remediated.
Not Available09 Auditor AlertsNew
Alerts · 8-K · NT
8-K auditor change, non-reliance and late-filing alerts. Across years, flags an auditor change, a new going-concern paragraph, an adverse internal-controls opinion and new critical audit matters.
Not Available
10 SEC Comment LettersNew
Review · UPLOAD · CORRESP
SEC staff letters and company replies, grouped into review threads by the filing they discuss. Each thread shows the number of comments and whether the SEC closed the review.
Not Available11 Unresolved Staff CommentsNew
Review · 10-K Item 1B
Whether the company reports unresolved SEC staff comments under Item 1B of its annual report.
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12 Holders & Owners
Analysis · 13F · 13D/G
Institutional ownership — mutual funds, ETFs and strategic holders — extracted from ownership filings and analyzed position by position.
Not Available13 Portfolio & Companies Owned
Analysis · 13F
Companies a manager owns, from its 13F filings: holdings by quarter, positions added, increased, decreased and exited, and each company rolled up across its share classes.
Not Available
14 SubsidiariesNew
Analysis · Exhibit 21
Subsidiaries and the jurisdictions they are in, with what changed year over year: added, removed or moved, and new jurisdictions.
Not Available15 Related-Party TransactionsNew
Review · 10-K Item 13
Related-party sentences with dollar amounts, and whether Item 13 points to the proxy statement instead.
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16 Customer & Supplier ConcentrationNew
Review · 10-K
Sentences giving a customer’s share of revenue or naming a single- or sole-source supplier.
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17 Government Subsidies
Review · Grants
Federal and state grants, tax credits and subsidies disclosed in regulatory filings, extracted and reviewed.
Active18 Legal ProceedingsNew
Review · 10-K Item 3
Item 3 legal proceedings text and any financial statement note it refers to.
Not Available
19 10-K Deep Dive
Deep Analysis · 10-K
In-depth analysis of the latest annual report — narrative sections, risk factors and MD&A — read and summarized in full.
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SIRF is in beta. Modules present data extracted from SEC filings and analyzed by Smartvest’s algorithms. Coverage is US companies and securities traded on US markets. Research material, not investment advice.