Index guideGermany

The DAX

Germany's benchmark, and the one major index that is not what it appears to be: the quoted level includes reinvested dividends, which makes every casual comparison to its European peers wrong.

1988Launched
40Constituents
Total returnHeadline version
CapWeighting

The DAX launched on 1 July 1988, tracking the largest and most liquid companies on the Frankfurt Stock Exchange. Prices come from Xetra, Deutsche Börse's electronic trading platform. It is operated today by STOXX, part of the Deutsche Börse group.

Two things distinguish it from its peers. One is well known and structural. The other is a methodological detail that quietly invalidates a large amount of published market commentary.

The total-return problem

Almost every quoted index level in the world is a price return — it tracks share prices and ignores dividends. The headline DAX is a total return index: dividends are treated as reinvested into the index.

Comparing unlike thingsWhy DAX levels run ahead of peers
DAX (total return)Price return equivalentStartDecades laterthe gap isdividendsSchematic. The divergence compounds — over long horizons the gap between the twomeasures of the same companies becomes very large.
A price-return version of the DAX exists — the DAX Kursindex — but it is not the number quoted in headlines or on trading screens.

The practical consequence: a chart showing the DAX outperforming the CAC 40 or FTSE 100 over twenty years is not showing what it appears to show. It is comparing a dividends-included series against dividends-excluded series. Correct the mismatch and much of the apparent outperformance disappears.

This is not a trick — Deutsche Börse is entirely open about the methodology, and there is a reasonable argument that total return is the more meaningful measure. The problem is that it is the exception, and comparisons are routinely made without adjusting.

The Wirecard reform

For thirty-three years the DAX held thirty companies. In September 2021 it expanded to forty, and the reason was a fraud.

Wirecard, a payments company, had joined the DAX in 2018 and collapsed in 2020 after acknowledging that a large balance-sheet cash position did not exist. A member of Germany's premier index turned out to be a substantial accounting fraud, and the review that followed changed the index rules rather than only the constituent list.

The reforms tightened membership requirements: constituents must demonstrate profitability before admission, publish audited annual reports and quarterly statements on time, and meet governance standards including audit committee requirements. Failure to file on schedule can now trigger removal. The index was simultaneously broadened to forty companies, with the mid-cap MDAX reduced from sixty constituents to fifty to accommodate the shift.

This is the clearest instance anywhere of an index provider responding to a governance failure by changing its own admission rules. It is worth knowing about for its own sake: index membership is a form of validation, and Wirecard demonstrated how little validation it actually carries.

Composition

The DAX is concentrated in the industries Germany is known for — industrial engineering, chemicals, automotive, insurance and software. Its constituents represent well over 80% of the aggregate market capitalization of listed German companies, which makes it a reasonable proxy for German listed equity even at forty names.

Like the FTSE 100, however, its largest constituents are global businesses. German industrial and automotive companies sell worldwide, so the index responds to global manufacturing demand and export conditions more than to German domestic activity.

Facts worth knowing

  • Base value 1,000, set at end-1987Backdated to 30 December 1987 despite the July 1988 launch.
  • Profitability is now a membership requirementIntroduced in the post-Wirecard reform, alongside timely reporting obligations.
  • Minimum free float of 10%Plus a requirement for legal or operating headquarters in Germany and continuous trading on Xetra.
  • The MDAX shrank when the DAX grewFrom 60 constituents to 50 in the same 2021 reform.
  • Forty companies is still a small sampleSelected on size and liquidity, it does not capture the German Mittelstand — the mid-sized, frequently private firms central to the economy.

Common questions

Why is the DAX a total-return index?

A methodological choice made at launch. Deutsche Börse also publishes a price-return version, but the total-return series is the one quoted publicly.

Can I compare the DAX to the CAC 40 directly?

Not on quoted levels. Use the DAX Kursindex against the CAC 40, or a total-return version of the CAC 40 against the standard DAX — but do not mix the two conventions.

What changed after Wirecard?

Expansion to 40 constituents, profitability requirements for admission, mandatory timely audited reporting, and governance standards including audit committee requirements.

Sources: STOXX and Deutsche Börse index methodology; DAX constituent count expanded from 30 to 40 effective 20 September 2021.

General educational information about market structure. Not investment advice, legal advice, or a recommendation regarding any security, index, or fund. Past performance does not indicate future results. Smartvest Securities is not a registered broker-dealer or investment adviser.


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